[Database of the qualification examination for the general securities registered representatives, series no. 7, version 4]



[Securities industry continuing education program

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004554988 / 1997-08-01
Date of Publication:
April 1, 1997
Date of Creation:
1997
Title:
[Securities industry continuing education program : regulatory element interactive computer modules program]
Basis of Claim:
New Matter: additions, editing.
Previous Registration:
Prev. reg. 1995, TX 4-094-652.
Description:
Sheets.
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Title from appl.
Secured text.
Names:
New York Stock Exchange, Inc.

Copyrights records by New York Stock Exchange, Inc.

[Database of questions for the Japan module of the general securities

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004554989 / 1997-08-01
Date of Publication:
September 1, 1996
Date of Creation:
1996
Title:
[Database of questions for the Japan module of the general securities : registered representative exam, series 47 : version 1]
Basis of Claim:
New Matter: additions, editing.
Previous Registration:
Prev. reg. 1995, TX 4-094-652.
Description:
Sheets.
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Title from appl.
Secured text.
Names:
New York Stock Exchange, Inc.

[Database of the qualification examination for the general securities registered representatives, series no. 7, version 4]

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004554990 / 1997-08-01
Date of Publication:
January 1, 1997
Date of Creation:
1997
Title:
[Database of the qualification examination for the general securities registered representatives, series no. 7, version 4]
Basis of Claim:
New Matter: additions, editing.
Previous Registration:
Prev. reg. 1994, TX 653-571.
Description:
Sheets.
Variant title:
Database of the qualification examination
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Title from appl.
Secured text.
Names:
New York Stock Exchange, Inc.

Content outline for the New York Stock Exchange trading assistant qualification examination (series 25)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004932991 / 1999-05-28
Date of Publication:
February 1, 1999
Date of Creation:
1999
Title:
Content outline for the New York Stock Exchange trading assistant qualification examination (series 25)
Copyright Note:
C.O. correspondence.
Description:
9 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.

Qualification examination for general securities registered representatives

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000429577 / 1989-06-27
Date of Creation:
1989
Title:
Qualification examination for general securities registered representatives : ser. no. 7, form L.
Basis of Claim:
New Matter: compilation, selection, editing & additions.
Copyright Note:
C.O. correspondence.
Variant title:
Qualification examination for general securities registered representatives : ser. no. 7, form L
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Cataloged from appl.
Names:
New York Stock Exchange, Inc.

Qualification examination for general securities registered representatives

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000429578 / 1989-06-27
Date of Creation:
1989
Title:
Qualification examination for general securities registered representatives : ser. no. 7, form K.
Basis of Claim:
New Matter: compilation, selection, editing & additions.
Copyright Note:
C.O. correspondence.
Variant title:
Qualification examination for general securities registered representatives : ser. no. 7, form K
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Cataloged from appl.
Names:
New York Stock Exchange, Inc.

Qualification examination for general securities registered representatives

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000429579 / 1989-06-27
Date of Creation:
1989
Title:
Qualification examination for general securities registered representatives : ser. no. 7, form J.
Basis of Claim:
New Matter: compilation, selection, editing & additions.
Copyright Note:
C.O. correspondence.
Variant title:
Qualification examination for general securities registered representatives : ser. no. 7, form J
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Cataloged from appl.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: New York Stock Exchange floor member qualification examination

Qualification examination for general securities registered representatives

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000430770 / 1990-08-09
Date of Creation:
1990
Title:
Qualification examination for general securities registered representatives : series no. 7, form F.
Basis of Claim:
New Matter: additions, editing & revised compilation.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.

Qualification examination for general securities registered representatives

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000430771 / 1990-08-09
Date of Creation:
1990
Title:
Qualification examination for general securities registered representatives : series no. 7, form E.
Basis of Claim:
New Matter: additions, editing & revised compilation.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: New York Stock Exchange floor clerks of members engaged in business with the professional customers

Qualification examination for general securities registered representatives

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000430772 / 1990-08-09
Date of Creation:
1990
Title:
Qualification examination for general securities registered representatives : series no. 7, form D.
Basis of Claim:
New Matter: additions, editing & revised compilation.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: New York Stock Exchange trading assistant qualification examination

Qualification examination for general securities registered representatives. Ser. no. 7, form A, pt. 1-2

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000455337 / 1990-07-12
Date of Creation:
1990
Title:
Qualification examination for general securities registered representatives. Ser. no. 7, form A, pt. 1-2.
Basis of Claim:
New Matter: rev. compilation, selection & editing of pre-existing questions, and additional questions.
Variant title:
Qualification examination for general securities registered representatives
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: New York Stock Exchange floor members engaged in public business with professional customers

Qualification examination for general securities registered representatives. Ser. no. 7, form C, pt. 1-2

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000455339 / 1990-07-12
Date of Creation:
1990
Title:
Qualification examination for general securities registered representatives. Ser. no. 7, form C, pt. 1-2.
Basis of Claim:
New Matter: rev. compilation, selection & editing of pre-existing questions, and additional questions.
Variant title:
Qualification examination for general securities registered representatives
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: New York Stock Exchange floor clerks of members engaged in business with professional customers qualification examination

Qualification examination for general securities registered representatives. Ser. no. 7, form B, pt. 1-2

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000455340 / 1990-07-12
Date of Creation:
1990
Title:
Qualification examination for general securities registered representatives. Ser. no. 7, form B, pt. 1-2.
Basis of Claim:
New Matter: rev. compilation, selection & editing of pre-existing questions, and additional questions.
Variant title:
Qualification examination for general securities registered representatives
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: New York Stock Exchange floor clerks of members engaged in business with the professional customers

Database of questions for qualification examination for general securities registered representatives

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000515622 / 1991-10-03
Date of Creation:
1991
Title:
Database of questions for qualification examination for general securities registered representatives : series no. 7.
Basis of Claim:
New Matter: additions, selection, editing, compilation.
Previous Registration:
Prev. reg.
Copyright Note:
C.O. correspondence.
Variant title:
Database of questions for qualification examination for general securities registered representatives : series no. 7
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: New York Stock Exchange, Inc. general securities registered representative qualification examination

Database of questions for the general securities registered representative examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000600524 / 1993-10-12
Date of Creation:
1993
Title:
Database of questions for the general securities registered representative examination : ser. 7.
Edition:
Version 2.
Basis of Claim:
New Matter: additions, selection, editing, compilation.
Previous Registration:
Prev. reg. 1991, TXu 515-622.
Copyright Note:
C.O. correspondence.
Variant title:
Database of questions for the general securities registered representative examination : ser. 7
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Cataloged from appl.
Names:
New York Stock Exchange, Inc.

Database of questions for the general securities registered representative examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000653571 / 1994-08-24
Date of Creation:
1994
Title:
Database of questions for the general securities registered representative examination : ser. 7 (version 3)
Basis of Claim:
New Matter: new individual test questions, selection and editing of pre-existing questions, compilation.
Previous Registration:
Prev. reg. 1993, TXu 600-524.
Variant title:
Database of questions for the general securities registered representative examination : ser. 7 (version 3)
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.

Database of questions for the Canada module of the general securities registered representative exam

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764798 / 1997-01-16
Date of Creation:
1995
Title:
Database of questions for the Canada module of the general securities registered representative exam : series 37 (version 1)
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.

Database of questions for the Canada module of the general securities registered representative exam

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764800 / 1997-01-16
Date of Creation:
1995
Title:
Database of questions for the Canada module of the general securities registered representative exam : series 38 (version 1)
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.

Securities industry continuing education program, regulatory element, interactive computer supervisory program

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000907314 / 1999-05-28
Date of Creation:
1999
Title:
Securities industry continuing education program, regulatory element, interactive computer supervisory program : version 1.
Copyright Note:
C.O. correspondence.
Description:
Sheets.
Variant title:
Securities industry continuing education program, regulatory element
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Secured material.
Names:
New York Stock Exchange, Inc.

General securities registered representative, series 7

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000907315 / 1999-05-28
Date of Creation:
1998
Title:
General securities registered representative, series 7.
Application Title:
Database of the Qualification examination for the general securities registered representatives: ser. no. 7, version 5.
Basis of Claim:
New Matter: selection, editing & additional text.
Previous Registration:
Prev. reg. 1997, TX 4-554-990.
Copyright Note:
C.O. correspondence.
Description:
Sheets.
Other Title:
Database of the Qualification examination for the general securities registered representatives
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Secured material.
Names:
New York Stock Exchange, Inc.

Regulatory element interactive computer general program

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000907320 / 1999-05-28
Date of Creation:
1998
Title:
Regulatory element interactive computer general program : ver. 2.
Application Title:
Securities industry continuing education program, regulatory element, interactive computer general program: version 2.
Basis of Claim:
New Matter: selection, editing & additional text.
Previous Registration:
Prev. reg. 1997, TXu 764-798.
Copyright Note:
C.O. correspondence.
Description:
Sheets.
Variant title:
Regulatory element interactive computer general program : ver. 2
Other Title:
Securities industry continuing education program, regulatory element, interactive computer general program
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Secured material.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: New York Stock Exchange floor clerks of members engaged in business with the professional customers

Securities industry continuing education program-regulatory element for supervisors program, S201 database, ver. 2

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu001102448 / 2003-04-10
Date of Creation:
2002
Title:
Securities industry continuing education program-regulatory element for supervisors program, S201 database, ver. 2.
Basis of Claim:
New Matter: additions.
Previous Registration:
Prev. reg. 1999, TXu 907-314.
Description:
Sheets.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.

Securities industry continuing education program-regulatory element for general program, S101 database, ver. 3

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu001102449 / 2003-04-10
Date of Creation:
2002
Title:
Securities industry continuing education program-regulatory element for general program, S101 database, ver. 3.
Basis of Claim:
New Matter: additions.
Previous Registration:
Prev. reg. 1999, TXu 907-320.
Description:
Sheets.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: New York Stock Exchange floor member qualification examination

Securities industry continuing education program-regulatory element for general program, S106 database, ver. 1

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu001102450 / 2003-04-10
Date of Creation:
2001
Title:
Securities industry continuing education program-regulatory element for general program, S106 database, ver. 1.
Description:
Sheets.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: New York Stock Exchange floor member qualification examination

Shareownership .

Title:
Shareownership . : changing patterns in the public ownership of U. S. corporations / N. Y. Stock Exchange.
Title Qualifier:
survey
Basis of Claim:
New matter: additions.
Serial Publication Year:
1981
Imprint:
New York : The Exchange.
Description:
print material.
Frequency:
Frequency unknown.
Description based on:
No. 8, 1980.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: New York Stock Exchange compliance official qualification examination
N.Y. Stock Exchange.

Shareownership ..

Title:
Shareownership ...
Title Qualifier:
tables
Serial Publication Year:
1981
Imprint:
New York : Survey Research Dept., the Exchange.
Description:
print material.
Frequency:
Frequency unknown.
Description based on:
Vol. 2, 1980.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: New York Stock Exchange floor members engaged in public business with professional customers qualification examination
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